The must-attend event for financial services. Get unparalleled access and the opportunity to interact with major regulators and industry leaders including: FCAC, CIRO, CCIR, AMF, OPC, OSC/CSA and FSRA.
Financial institutions are facing escalating demands and risks to innovate by optimizing the use of rapidly developing technology and need to satisfy evolving regulatory standards and ethical obligations in high-stakes areas including privacy, data, AML, climate and sustainability, and open banking.
Professionals must top-up their knowledge and skills with the latest in law and risk management for creating more sophisticated and adaptive compliance, risk and oversight frameworks and strategies.
Interact and learn from major regulators and industry leaders and stay on top of evolving expectations and industry best practices.
Developed for industry leaders and professionals, this annual OsgoodePD program provides a roadmap to successfully navigate current and anticipated regulatory and legal risk management developments. In one information-packed day, you will get expert insights, guidance, and proactive tips for managing key changes, obligations, and emerging issues.
*NEW* EVENT NETWORKING LIST FOR THE OCTOBER 22, 2024 PROGRAM – YOU MUST OPT-IN
Delegates who register for the October 22, 2024, program may opt-in to participate in a voluntary networking list for the event. Check your confirmation email for details, including a link for you to complete a brief consent form to opt-in and to provide your preferred contact details.
Can’t Make the Date? Registration includes 120-day unlimited, online access to the recorded program.
What You’ll Learn
Get critical updates from major regulators and industry associations in Canada’s financial services sector, including pandemic-related impacts, focused on:
- Banking
- Securities/investment firms
- Insurance companies
Practical insights and tips to ready your organization for the future and ongoing economic uncertainty
Crucial forecasts and insights to prepare your organization for progress within the shifting regulatory framework and anticipated changes, with a focus on key compliance impacts
Strategies for implementing procedural and process-based changes involving judgement-based assessments of business conduct, ethics, and culture to improve your compliance program
Tips for improving your organization’s strategic compliance and risk management oversight efforts with a focus on consumer consent, data portability rights and interoperability obligations, and the strengthening of regulators’ powers and ability to collaborate
Techniques to help you effectively navigate emerging industry issues, risks and trends, including pandemic-related impacts
- Data, privacy and cybersecurity obligations and risks impacting compliance
- Optimizing crucial operational and legal risk management elements in the current climate
- Driving corporate values while satisfying regulators’ greater focus on ethical standards and integrity culture
- Applying behavioural economics lessons and insights within your organization
- Exploring the use of rapidly changing technologies and digital solutions to foster innovation for your organization and customers and meet regulators’ expectations
Best practices for preparing your organization to adapt to key regulatory changes and evolving expectations, including the new frontier of open banking
Who Should Attend
- Professionals working in or with financial institutions, including banking, insurance, securities or investments:
- Compliance, risk and privacy
- Data ethics, AI/technology and innovations
- Governance, operations and quality assurance
- Policy and procedures analysts
- Portfolio managers, fund and investment managers and securities dealers
- Government and regulatory counsel
- In-house lawyers, analysts, investigations and enforcement counsel
- Private practice lawyers working in financial services
- Professionals in a managerial, executive or director position looking to increase their knowledge in financial services compliance or risk management